Sunday, December 29, 2013

SEBI - Regulation for Research Analyst

HIGHLIGHTS OF MAJOR POINTS OF SEBI PROPOSED REGULATION OF RESEARCH ANALYSTS SEBI - PROPOSED REGULATION OF RESEARCH ANALYSTS

(The Consultation Paper on Proposed Regulation of Research Analysts was open for Public Comments till Dec 21, 2013) 
  • Applicability 
  • Registration of Research Analysts 
  • Conflict Avoidance and Disclosures 
  • General Obligation 
  • Inspection 
  • Code of Conduct

Article as Shared in Yahoo Group